Monthly Archives: November 2023

The Case that May Restrict Administrative State?

Posted on November 29, 2023 by admin

On Wednesday, November 29th, the Supreme Court heard oral arguments in Securities Exchange Commission (SEC) v. Jarkesy.   (https://www.supremecourt.gov/docket/docketfiles/html/public/22-859.html)  This case challenges the abusive and unbridled administrative state and the power wielded by Administrative Law Judges (ALJs). Nearly 2,000 ALJs work as … Continue reading →

Commissioner Mark Uyeda’s Comments Raise Confusion Over Rule Change

Posted on November 29, 2023 by admin

SEC Commissioner Mark T. Uyeda delivered a keynote address on Nov. 17 at the 26th annual Japan–U.S. Symposium, emphasizing the crucial role of regulators in maintaining the strength of the U.S. and Japanese capital markets. His remarks took an interesting turn given … Continue reading →

How NACs will Cripple Rural Communities

Posted on November 29, 2023 by admin

Although the short 21-day comment period for the proposed SEC rule creating Natural Asset Companies (NACs) closed October 25th, the Garfield County, Colorado Board of Commissioners registered their opposition to NACs in a letter to the SEC prior to the Thanksgiving holiday. … Continue reading →